hief Compliance Officer • 26 years experience; joined 303 Capital in 2008. • Joined TJM Investments, LLC as CCO in 2012. • Director, Compliance at Merrill Lynch Pro Clearing in 2005 - '08 • Compliance VP at O'Connor & Co. (now ABN AMRO) in 2003. • Began his career in market operations and then the Department of Compl