clients where in DB force it is given as retail they cannot be allowed to open IA accounts as Non-Discretionary as the case needs to be rejected by WM NOC AOG. MIFID II & PRIIPs DPM Control: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042494 CONFIDENTIAL SDNY_GM_001

r's review Alias field in DB Force. For EEA clients where in DB force it is given as allowed to open IA accounts as Non-Discretionary rejected by WM NOC AOG. MIFID II & PRIIPs DPM Control: sub-GMT information retail they cannot be as the case needs to be Important Points: Even if German client is op