alth Management 345 Park Avenue, 24th Floor New York. NY 10154.0004 111111M1 Securities offered through Deutsche Bank Saturates Inc. PA:flint-1r Pegonvt, From: Kimberly Hart Sent: Wednesday, November 05, 2014 11:35 AM To: Andrea Tapia Subject: Fw: October 2014 AML/KYC Escalation Reports [I] Class