1
Total Mentions
1
Documents
0
Connected Entities
Name reference in documents
EFTA01358942
est, and pay $ 23,914.41 in civil penalties. The settlements are subject to court approval.The SEC's investigation was conducted by Gerald Gross and Sheldon Mui, and was supervised by Sanjay Wadhwa, all of the SEC's New York office. See source document(s) for additional information. DEBBIE WILLIAMS, Regina
No connected entities