May 18 2 3 1 24 June 11 1 26 1 39 Grand Total 37 4 7 47 2 97 Case Manager # of Customers Indira Cardenas and Lilia Perez 37 Pradeep Vaje 26 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042277 SDNY_GM_00 188461 EFTA01356425

Nativos Investment LTD Chantelle Williams Overdue Pending Approval with ABR 2/28/18 High EXCLUSION COMPLETED Remediation BPP F.1 Cayman LP Pradeep Vaje Due soon Client Outreach with Client 12 10/31/18 High RR Due soon Client RR Due soon Client RR Due soon Client RR soon Client Outrea