From: Melisa Venegas pagougam. Sent: 5/4/2016 3:26:05 PM To: Armen Brash Andrew Galliva Michael S Jacoby Lee Rutter Mark LaRoe CC: Vaishali-P Meht. Subject: May 2016 AML/KYC Escalation Reports III Attachments: US_Onshore.xlsx Cla

From: Melisa Venegas Sent: 9/2/2016 10:55:37 AM To: Armen Brash Andrew Galliva ; Lee Flutter III CC: Vaishali-P Mehta posompassi Subject: Aug 2016 AML/KYC Escalation Reports II) Attachments: US_Onshore.xlsx Classification

Subject: May 2015 [I] From: Melisa Venegas Date: Thu, 04 Jun 2015 10:55:58 -0400 To: Andrew Galliva Kimberly Hart >, Michael-J Davis Michael S Jacoby Cc: Armen Brash .: 11 > Classification: For internal use only All, Included below is the mon

Subject: April 2014 AML KYC Escalation Reports [I] From: Melisa Venegas Date: Tue, 06 May 2014 13:34:02 -0400 To: Andrew Galliva Kimberly Hart Michael-J Davis >, C Michael S Jacob c: Armen Brash Classification: For internal use only All, Included below are the the monthl