eam, >; Ana Hunter Please see the updated list. Ellenoi added the 4 clients. Kindly review and advise what is required to remediate, please ensure Red Okas is worked on first. Pending with COB Client Name COB Responsible CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0041211

>; Oliver Esslingen Please see the updated list. Ellenoi added the 4 clients. Kindly review and advise what is required to remediate, please ensure Red Okas is worked on first. Pending with COB Client Name KYC Type Status Action COB Due Date Responsible 134 West 58th Realty Remediation COB IT i

; Oliver Esslinge Please see the updated list. Ellenoi added the 4 clients. Kindly review and advise what is required to remediate, please ensure Red Okas is worked on first. Pending with COB Client Name KYC Type Status Action COB Due Date Responsible Remediation COB IT issue Jamaal 06/19/20

on is Ian Salters Please see the updated list. Ellenoi added the 4 clients. Kindly review and advise what is required to remediate, please ensure Red Okas is worked on first. Pending with COB EFTA01398292 Client Name KYC Type Status Action COB Responsible Due Date 134 West 58th Realty LLC Re