his email From: James Gladwin Sent: 10 May 2018 09:47 To: Martin Zeman Zack Bunimovich Jesse-J Cruz 11MI II MI Cc: Kareen Johnson S.; Daniel-A Klyashtorny EiMmill >; Nina Tona a; Xavier Avila Davide-A Sferrazza AMLUK Reviews Devshiji Odedra Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 Sou

ting this email From: James Gladwin Sent: 11 May 2018 18:44 To: Martin Zeman < ; Zack Bunimovich ; Jesse-J Cruz Cc: Kareen Johnson ; Daniel-A Klyashtorny >; Nina Tona S; Xavier Avila ; Davide-A Sferrazza ; AMLUK Reviews <[email protected]>; Devshiji Odedra < ; Ian Salters ifi ; Simon Nall <

rds Simon Nall <image001.gif> Deutsche Bank Email From: James Gladwin Sent: 16 May 2018 15:19 To: Martin Zeman Cc: Kareen Johnson ; Daniel-A Klyashtorny Nina Tona ~111~-; Xavier Avila Davide-A Sferrazza AMLUK Reviews >; Devshiji Odedra a; lan Salters >; Simon Nall ; Ricky-x Patel >; Jes

onment before printing this email From: Simon Nall Sent: 16 May 2018 15:26 To: James Gladwin ; Martin Zeman IIIMMIa Cc: Kareen Johnson Daniel-A Klyashtorny a>: Nina Tona a; Xavier Avila Davide-A Sferrazza AMLUK Reviews Devshiji Odedra Ian Salters < >; Ricky-x Patel a>; Jesse-1 Cruz CONFIDENTIA

this email From: Martin Zeman Sent: 08 May 2018 20:27 To: Zack Bunimovich AMLUK Reviews ;Jesse-J Cruz ; James Gladwin areen o nson ; Daniel-A Klyashtorny ; Nina Tona er Avila Davide-A Sferrazza Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [II Classification: For Infe

or any of its affiliates From: Simon Nall Sent: Wednesday, May 16, 2018 10:26 AM To: James Gladwin Cc: Kareen Johnso artin Zeman < ;• Daniel-A Klyashtorny >; Nina Tona , Xavier Avila < ; Davide-A Sferrazza < ; AMLUK Reviews <amluk.reviews db.com>: Devshiji Odedra ; Ian Salters Ricky-x Patel ; Jes

e printing this email From: James Gladwin Sent: 11 May 2018 18:44 To: Martin Zeman Zack Bunimovich Jesse-J Cruz Cc: Karen Johnson <a; Daniel-A Klyashtorny ciminsimmissms; Nina Tona Reviews Devshiji Od Ian Salters ; Xavier Avila Davide-A Sferrazza AMLUK Simon Nall • Ricky-x Patel Subject: RE:

From: Zack Bunimovich Sent: Tuesday, May 08, 2018 12:24 PM To: AMLUK Reviews Jesse-1 Cruz Cc: Kareen Johnson a Daniel-A Klyashtorny Nina Tona Subject: RE: Escalation: ONB- / Southern Financial LLC JIJ Classification: For Internal use only +Nina From: Zack Bunimovich Sent: T

From: Jesse-J Cruz Sent: 08 May 2018 15:06 To: AMLUK Reviews ; amluk compliance •, >; James Gladwin Helen Ncube Cc: Kareen Johnson a; Daniel-A Klyashtorny Zack Bunimovich Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Ill Classification: For internal use only James/Hel

ards Sim TEL <image001.gif> Deutsche Bank Email From: James Gladwin Sent: 16 May 2018 15:19 To: Martin Zeman Cc: Kareen Johnson a; Daniel-A Klyashtorny Nina Tona •: >; Xavier Avila .: >; Davide-A Sferrazza , AM LUK Reviews >; Devshiji Odedra CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SD

s email From: Jesse-J Cruz Sent: 08 May 2018 15:06 To: AMLUK Reviews ; amluk compliance James Gladwin Helen Ncube Cc: Kareen Johnson Daniel-A Klyashtorny Zack Bunimovich Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Classification: For Internal use only James/Helen,

ggered the local requests for review? From: Kareen Johnson Sent: 21 May 2018 12:34 To: Nicholas Hislop < > Cc: Simon Nall Martin Zeman Daniel-A Klyashtorny , Nina Tona Xavier Avila ., IDavide-A Sferrazza AMLUK Reviews Devshiji Odedra Ian Salters Ricky-x Patel ; Jesse-J Cruz ; Zack Bunimovich • >

ly +Nina From: Zack Bunimovich Sent: Tuesday, May 08, 2018 10:21 AM To: AMLUK Reviews Jesse-J Cruz James Gladwin Cc: Kareen Johnso ; Daniel-A Klyashtorny Martin Zeman Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC Ilj Classification: For Internal use only Hi James, F

James Gladwin Sent: 10 May 2018 09:47 To: Martin Zema Cruz Cc: Kareen Johnson Nina Tona Xavier Avila AMLUK Reviews Zack Bunimovich Daniel-A Klyashtorny ; Davide-A Sferrazza Devshiji Odedra Su ect: RE: Esca ation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (I] Classification: For Interna

s Gladwin On Behalf Of AMLUK Reviews Sent: Tuesday, May 08, 2018 10:18 AM To: Jesse-J Cruz < >; James Gladwin < Cc: Kareen Johnson < >; Daniel-A Klyashtorny >; AMLUK Reviews < Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [Ij Classification: For Internal use only Hi bot

— can this be sent downstream now for the GED, GCD, and CB parts? Thanks, Zack From: Martin Zeman Sent: Thursday, M To: James Gladwin Daniel-A Klyashtorny Nina Tona >; Xavier Avila < Davide-A Sferrazza ; AMLUK Reviews t. I ' ; Devshiji Odedra <[email protected]>; Ian Salters Simon Nall <

hern Financial LLC [I] From: Nicholas Hislop Date: Tue, 22 May 2018 04:42:27 -0400 To: Kareen Johnson < Cc: Simon Nall < Martin Zeman Daniel-A Klyashtorny Nina Tona Xavier Avila Davide-A Sferrazza AMLUK Reviews Devshiji Odedra Ian Salters Ricky-x Patel Jesse-J Cruz Zack Bunimovich Jonathan Whi