vidual controlling the account is employed by or associated with a Broker-Dealer: r 1 Yes No If yes6, name of Broker-Dealer..-, Name of employee/assoc4 Accountholder or immediate family member or another household member is an employee of a financial institution or insurance company: O Yes U No I

other household member is an employee of a financial institution or insurance company: O Yes U No If yes6, name of institution Name of employee/assoc4 6If Yes, Broker-Dealer and FINRA member financial institutions must provide written permission on corporate letterhead to open a Brokerage, Margin,

with an FCM, a futures or securities exchange, the NFA or FINRA, the CFTC, SEC or the MSRB: al yes ❑No If yes, name of employer Name of employee/assoc4 E. Signature ) All Account Owners are required to sign below) Signature Date Name (Print) Signature Date Name (Print) G. IP. Morgan Use Only