esdent I Suceivtiory Manage nk From: Philip, Heather A Sent: Thursday, June 20, 2013 6:09 PM To: Doyle, Valencia G; Finnegan, timothy .1; Walker, Ricardo M CC: Account Opening Connecticut Subject: RE: new brokerage account in Southern Trust- Level 6 approval needed Hi Valencia, You wilt need senior r

k 320 Park Avenue lit Floor, New York, NY 1CO22 T: F: (212)310-0106 From: Dubov, Anastasia X Sent: Wednesday, July 10, 2013 8:10 AM To: Walker, Ricardo M Subject FW: SM approval pending for Southern Trull INTL ABS Level 6 approved Approve pls7 From: Doyle, Valencia G Sent: Tuesday, Jury 09, 2013 5