sc-.Ict Earn Greg Cane! a or email: From: Doyle, Valencia G Sent: Tuesday, July 09, 2013 5:42 PM To: Philip, Heather A Cc Dubov, Anastasia X; Account Opening Connecticut; Travers, Scott B; Siebert, Kyle F; Nelson, Justin D; Oliver, Karina S Subject SM approval pending for Southern Trust INTL ABa W97565001- Level 6 a

NTL ABS Level 6 approved Approve pls7 From: Doyle, Valencia G Sent: Tuesday, Jury 09, 2013 5:56 PM To: Walker, Ricardo M CC Dubov, Anastasia X; Account Opening Connecticut; Travers, Scott Li; Siebert, Kyle F; Nelson, Justin 0; Oliver, Karma S; Philip, Heather A Subject: SM approval pending for Southern Trust INTL ABC

Astacio, Yadhira C From: Sent Monday March 18. 2013 9 51 AM To: Account Opening Connecticut Westchester Subject: FW Red Fag Approval Jeff Epsten r Ping** 100 Vent ?Mar Abram i C'newd% CI Ong IC From: Duffy, John R Sent: Monday, March 1