greements for Mr. Gimbel and Ms. Sichel will provide for base salary and a bonus opportunity, a portion of which will be reimbursed by Optima undcr the Transitional Services Agreement based on the allocation of time spent on Optima's business versus that of the Company. See "Management—Executive Officer and Director Compensation—

not have been paid (see (D) below)(3) Increased acquisition fee payable to the Sub-Adviser (see (13) below)(3) Additional costs associated with the Transitional Services Agreement (sec (F) below) Cash and cash equivalents pro forma adjustment $ 75,770,457 $114,000,000 (7,125,000) (6,625,000) $100,250,000 $106,875,000