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the "FINRA Rules
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EFTA01374099.pdf
1 mentionEFTA01374099
se of New Issues From time to time, the Partnership may, to the extent permitted by the Rules of the Financial Industry Regulatory Authority, Inc. (the "FINRA Rules), purchase New Issues. Under the FINRA Rules, brokers generally may not sell such securities to a private investment fund if the fund has investors
EFTA01386185.pdf
1 mentionEFTA01386185
se of New Issues From time to time, the Partnership may, to the extent permitted by the Rules of the Financial Industry Regulatory Authority, Inc. (the "FINRA Rules), purchase New Issues. Under the FINRA Rules, brokers generally may not sell such securities to a private investment fund if the fund has investors
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Connected Entities(3)
Paul Barrett
PersonAmerican investment banker and fund manager, founder of Alpha Group Capital, former JPMorgan private banker who managed Jeffrey Epstein's assets (2017-2019)
2 docs2 co-mentions
Restricted Persons and/or Covered Investors
OrganizationOrganization referenced in documents
2 docs2 co-mentions
Nature of Investments
OrganizationOrganization referenced in documents
2 docs2 co-mentions