Initiator Name GINA MAGGOCCO Approver Name 3 Party Approver Name Initiating Team C-486 (oe) 4 34 Party Approval Team Holding Qty Holding CUSIP Holding Description Stales Inkcoress Processing Team CHECKBOOK Prioassuic Processing Team 2 Reason triribur/Quesuon Resolution Provided IntarmetIOWDOTLThent Stage

nitiator Name GINA MAGUOCCO Approver Name 3 Party Approver Name Initiating Team CHBG (OE) 4 34 Party Approval Tears Holding Qty Holding CUSIP Holding Description Status inPwress Processing Team osecxeooic PROCESSING Processing Team 2 Reason Resolution Stage Date 06/11/2013 12:22PM Date/Time Resolved (Pr

IA Alprover Name 3 Party Approver Name Initiating Team ACCOUNT OPENING MAINTENANCE NORTHEAST 3ie Party Approval Team Holding Qty Holding CUSIP Holding Description Status New Processing Team TAX MAINTEKANCIE Processing Team 2 Reason Resolution Stage Date 04/19/2412 1:01PM Date/Time Resolved (Proc I) Reso

iator Name JANET E YOUNG Approver Name 3"I Party Approver Name Initiating Team csG OtEG (06) and Party Approval Team Holding Qty Holding CUSIP Holding Description Status inProgress Processing Team TAX LOT AUTICRIZATION Processing Team 2 Reason T-ansactityvisiku Procnsw.9 Resolution Transaction Processed St

iator Name JANET E YOUNG Approver Name 3r° Party Approver Name Initiating pram CSG OM (DE) 4 3s Party Approval Team Holding Qty Holding CUSIP Holding Description Status coreasee Processing Team FEE BILLING Processing Team 2 Reason Inoutry/Question Resolution Proysitd Ineonnatoo/Downenl Stage Date 09/01/2

me 10FIN F FLANAGAN Approver Name 3" Party Approver Name Ltliating Team REGULATORY REPORTING 3"' Party Approval Team Holding Qty Holding CUSIP Holding Description Status New Processing Team TAX MAI% T1 NANCE Processing Team 2 Reason Resolution Stage Date 09/06/2012 233,04 Date/Time Resolved (Proc I) Res

Name KAREN G ROHRBACHER Approver Name r d Party Approver Name Initiating Team TAX COMPJANCE 3rd Party Approval Team Holdiag Qty Holding CUSIP Holding Description Status New Processing Team CR TAX MAINTENANCE Processing Team 2 Reason Resolution Stage Date 03/24/2011 2 22PM Date/Time Resolved (Proc I) Re

Initiator Name JANET E YOUNG Approver Name r Party Approver Name Initiating Team DiBts (DEI 4 3' Parry Approval Team Holding Qty Holding CUSIP Holding Description Status InProgews Processing Team FTC BalltiG Processing Team 2 Reason Trans4ctortBAU ity:Kessin Resolution narrow°, erixessim Stage Date 03/021

tor Name JANET E YOUNG Approver Name 3"I Party Approver Name Initiating Team cso OttG (Ct) 4 and Party Approval Team Holding Qty Holding CUSIP Holding Description Status Flprogress Processing Team TAX LOT Ault-CR:LUTON Processing Team 2 Reason T-ansacticeVBAU Processing Resolution Transaction Processed St

iator Name JANET E YOUNG Approver Name 3r° Party Approver Name Initiating pram CSG OM (DE) 4 3s Party Approval Team Holding Qty Holding CUSIP Holding Description Status coreasee Processing Team FEE BILLING Processing Team 2 Reason Inoutry/Question Resolution Proysitd Ineonnatoo/Downenl Stage Date 09/01/2

tor Name lAhET E vOuNG Approver Name 3"I Party Approver Name Initiating Team cso Otto (OE) 4 and Party Approval Team Holding Qty Holding CUSIP Holding Description Status Flprogress Processing Team TAX LOT AUTICRIZATION Processing Team 2 Reason T-ansacticeVBAU Processing Resolution Transaction Processed St

iator Name JANET E YOUNG Approver Name 3r° Party Approver Name Initiating pram CSG OM (DE) 4 3s Party Approval Team Holding Qty Holding CUSIP Holding Description Status Complete Processing Team FEE BILLING Processing Team 2 Reason Inoutry/Question Resolution Proysitd Ineonnatoo/Downenl Stage Date 09/01/2

Initiator Name JANET E YOUNG Approver Name r Party Approver Name Initiating Team DiBts (DEI 4 3' Parry Approval Team Holding Qty Holding CUSIP Holding Description Status InProgews Processing Team FTC BalltiG Processing Team 2 Reason Trans4ctortBAU ity:Kessin Resolution narissaio, Poi:gesso:1 Stage Date 03

tor Name Approver Name 3" Party Approver Name initiating Team REC,ULATORY RE 34 Pam Approval Team -IN F FLANAGAN NG Holding Qty Holding CDS!? Holding Description Status N•://0 Processing learn TAY. MA/INTENANCE Processing Team 2 Reason Resolution Stage Date /3/9,106;2012 2:53M Date:Time Resolved (Proc I