ule by failing to provide testimony as requested by FINRA. https://www.cgicatle.co.in/url?url=https://www.nyse.com/pdfs/12-ARCA- 3.pdf&rct=i&frm=184=Sesrc=s&sa=U&einVID6UVIedDsWPuAT924 DoCQ&ved=0CBMQFIAA8 usq=AFQiCNH6TerGC ha K BRHqY5DUNOCAX7ziw Alert #3: Alert is False Positive. Alerted Individual R