tiated Ticket 08/12/2014 17:05 Banker Attestation JAMES BUCKLEY (a KYC PB ATTESTORS Approved Client 08119/2014 20:27 Market Manager MARY CASEY' KYC PB MARKET DIRECTOR Approved Client Approval 08120/2014 11:21 Regional Director WILLIAM SHERIDAN a KYC PB CEO DIRECT REPORT Approved Client Approv

3) 09/24/2014 14:03 LOB CEO Approval JOHN DUFFY (U093971) JPMC Internal Use Only Team Onboarding Owner KYC PB ATTESTORS KYC PB MARKET DIRECTOR KYC PB CEO DIRECT REPORT KYC PB CEO Detail Initiated Ticket Approved Client Approved Client Approved Client Approved Client JPMC Internal Use Only