pprover Head/GMTH/SMTH Date Regional Office Director Approved Date AML & Business Risk Armen Brash AMt. & Business Risk 8/20/2013 Approver AML & Business Risk Approver II Approved Date AM. & Business Risk Approved Date II Compliance Janice Franklin Compliance 8/21/2013 Approver Compliance Approve

ir./Bus. Brian M. Biggar Office Dir./Bus. 2724/2014 Head./GMTHISMTH Approver Regional Office Director Approver AML & Business Risk Approver AML & Business Risk Approver II Head1GMTHISMTH Date Regional Office Director Approved Date AML & Business Risk Approved Date AMt. & Business Risk Approved Date

n Brash Action Changed Reason for Rejection (If Applicable). 811 5/201 3 1:59 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to AML & Business Risk. 8/15/2013 1:59 PM User Amanda Kirby Action Changed Status from Rejected to 4. Ready for AML & Bus. Risk Approval. 8/14/2013 4:44 PM User Armen

pprover Head/GMTH/SMTH Date Regional Office Director Approved Date AML & Business Risk Armen Brash AMt. & Business Risk 8/20/2013 Approver AML & Business Risk Approver II Approved Date AM. & Business Risk Approved Date II Compliance Janice Franklin Compliance 8/21/2013 Approver Compliance Approve

Dir./Bus. Brian M. Biggar Office Dir./Bus. 2724/2014 Head1GMTHISMTH Approver Regional Office Director Approver AML & Business Risk Approver AML & Business Risk Approver II Head1GMTHISMTH Date Regional Office Director Approved Date AML & Business Risk Approved Date AMt. & Business Risk Approved Date

n Brash Action Changed Reason for Rejection (If Applicable). 811 5/201 3 1:59 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to AML & Business Risk. 8/15/2013 1:59 PM User Amanda Kirby Action Changed Status from Rejected to 4. Ready for AML & Bus. Risk Approval. 8/14/2013 4:44 PM User Armen

ir./Bus. Brian M. Biggar Office Dir./Bus. 2724/2014 Head./GMTHISMTH Approver Regional Office Director Approver AML & Business Risk Approver AML & Business Risk Approver II Head1GMTHISMTH Date Regional Office Director Approved Date AML & Business Risk Approved Date AMt. & Business Risk Approved Date

Approver Head/GMTIVSMTH Date Regional Office Director Approved Date AML & Business Risk Armen Brash AN. & Business Risk 8/20/2013 Approver AML & Business Risk Approver II Approved Date AM. & Business Risk Approved Date II Compliance Janice Franklin Compliance 8/21/2013 Approver Compliance Approve

n Brash Action Changed Reason for Rejection (If Applicable). 811 5/201 3 1:59 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to AML & Business Risk. 8/15/2013 1:59 PM User Amanda Kirby Action Changed Status from Rejected to 4. Ready for AML & Bus. Risk Approval. 8/14/2013 4:44 PM User Armen

Status from 4. Ready for AML & Bus. Risk Approval to Rejected. 8/13/2013 5:42 PM User Amanda Kirby Action Changed Case Owner from Amanda Kirby to AML & Business Risk. 8/13/2013 5:42 PM User Amanda Kirby Action Changed Status from Rejected to 4. Ready for AML & Bus. Risk Approval. 7/22/2013 3:20 PM User Armen

pidus.pdf Size 166KB Ownership Shreya Parashar View View file Last Modified 3/7/2018 1:14 PM User Morgan Trichel Action Changed Case Owner from AML & Business Risk to Approved KYC. 3/20/2018 10:34 AM User Morgan Trichel Action Changed Reason for Rejection (If Applicable). Changed AML & Business Risk Approver