-CB S-AMUdb/dbcom@DBAMERICAS, Anastasia Pringle/dbidbcorn, Kumud Sharmaidb/dboom@DBAPAC 12/17/2014 10:08 PM RE: EDD package for the RID ONB-120602 LKYCUS-3443 Party name Southern Financial LW [II Classification: For Infernal use only lofin, Please note that the provided Board resolution is the document of Sout

meDBArnericas, US-CSS-AML/db/dboorn(gD8AMERICAS. Manikandan Muralidharanklb/dbconeDIMPAC 12/19201408:01 PM RE: EDD package for the RID . ONB•12uaut LKYCUS-3443 Party name : Southern Financial LLC II) Classification: For Internal use only Hello Dmitri, Please see the background checks for the additional 2 CP's.

comeDBArnericas. US-CB S-AML'dbedbcom@DBAPA ERICAS. Manikandan Murandharandtidbcom@DBAPAC 121182014 08:01 PM RE: EDO package for the RID ONB-120602 LKYCUS-3443 Party name Southern Financial LLC III Classification: For Internal urns only Hello Dmitri, Please see the background checks for the additional 2 CP's.

gin Varghese l. CAGNY Mankarxlan Muralidharan S-AM 12/17/2014 10:08 PM Anastase Pringle Kumud Sharma RE: EDO package for the RID : ONES-120902 LKYCUS-3443 Party name Southern Financial LLC Classification: For Internal use only Jof in, Please note that the provided Board resolution is the document of Southe

minDBAmericas, US-C8 S-AMLiclOrdbcom@DBAMERICAS, Manikandan Muralidharan/dbldbcom@DBAPAC 1211&201408:01 PM RE: EDO package for the RID : ONB-120602 LKYCUS-3443 Party name : Southern Financial LLC 81 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067531 CONFIDENTIAL SDNY_GM_00213715 EFTA01373382

SCG 5-AMUdbidbcom@DBAMERICAS. Anastasia Pringleidb/dbcom, Kumud Sharmaidbrdbcom@DBAPAC 12/17/2014 10:08 PM RE: EDD package for the RID: ONB-120902 LKYCUS-3443 Party name Southern Financial LLC Ill Classification: For Infernal use only lofin, Please note that the provided Board resolution is the document of Sou

To: Cc: Date Subject: 12/19201408:42 PM Re: Fw. EDD package for the RID: ONB-120902 LKYCUS-3443 Party name Southern Financial LLC ROC alert Review- Very Urgent III Classification: For internal use only Hello All, Please find the details below: NO

unt-Opening-0bldbcom@DBAmerkas, Manikandan Muralidhararirdbfdbcom@DBAPAC Date: 17/22/201410:43 AM Subject RE: EDD package for the RID: ONB-120S02 LKYCUS-3443 Party name Southern Financial LLC Ilj Classification: For Memel use orgy Good morning, Do we have an update on the below request. Thanks Kind Regards,

US-CB 5-AMUdbrdbcom@DBAMERICAS. Anastasia Pungleidbrdbcom. Kumud Sharmardb/dbcom@DBAPAC 12/17/201410:08 PM RE: EDD package for the RID: ONB•120902 LKYCUS-3443 Party name : Southern Financial LW Ill CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0069119 CONFIDENTIAL SDNY_GM_002 15303 EFTA01374435

2/23/2014 8:14:56 AM To: Wayne Salit [[email protected] CC: Carlos-A Garcia I ; Dmitri Saks Subject FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name Southern Financial LLC ll) Classification: For Internal use only Hello Wayne, From the information listed below, it appears that Courteney 8

lbcom on 1218.2014 01 X00 AM -- From Cc: Date: Subject: Anastasia Pnrgle/dbrirlbeorn. 12/17201410:08 PM RE: EDO package forth. RID : ONB-120932 LKYCUS-3443 Party name : Southern Financial LLC III Classification: for Isle nai use only Jof in, Please note that the provided Board resolution is the document of

comeDBAmericas, US-CB S-AMUdb/dbcornaDISAMERICAS. Manikandan MuralidharanklbldbcomeDBAPAC 12/19/201408:01 PM RE: EDO package for the RID ONB-120932 LKYCUS-3443 Party name Southern Financial LLC Ill Classification: For Mini use only Hello Dmitri, Please see the background checks for the additional 2 CP's. Pleas