Short Option Style Put/ Call Ref. Entity Not Amt 1 NotCcy 1 Quantity Unit Price Per Unit Stnke Price MTM(USD) SOUTI-ERN FINANCIAL. LLC Commodly0p/Eu ro BaseMetal 03-Apr-2014 05-Dec-20I4 05-Dec-2014 SHORT EUROPEAN CALL XCU i8 750 ID1)..0i USD /f.000)&4125 0 7.000 0000 4: :ail -.)) Subt

/ Short Option Style Put/ Call Ref. Entity Not Amt t NotCcy 1 Quantity Unit Price Per Unit Stnke Price MTM(USD) SOUTHERN FINANCIAL, LLC Commodly0p/Eu ro BaseMetal 03-Apr-2014 05-Dec-20I 4 05-Dec-2014 SHORT EURCPEAN CALL XCU i8. ICI, ...13i !AD (5000:1425 0 7.000 0000 (2.X1 41.7!•) 7:::