V100802-1348 From: Andrew Xu Sent: Tuesday, June 28, 2016 1:04 PM To: Vahe Stepanian; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For internal use only I'm ok with the 3/31. Do we have a bank / brokerage statement? How much assets they have with us?

From: Vahe Stepanian Sent: Tuesday, June 28, 2016 1:17 PM To: Andrew Xu; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For internal use only Andrew — just in the brokerage accts there are > $100mm in assets. Thank you, Vahe EPSTEIN EP

Best, Vahe From: Andrew Xu Sent: Tuesday, June 28, 2016 11:00 AM To: Vahe Stepanian; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For Internal use only Hi Vahe, We can do 40% IM for this trade. Caveat, we need updated financials and brokerage state

From: Andrew Xu Sent: Tuesday, June 28, 2016 1:19 PM To: Vahe Stepanian; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For internal use only Ok thanks. I'm satisfied on our end. Andrew Xu, GA From: Vahe Stepanian Sent: Tuesday, June 28

drew Xu, CFA From: Vahe Stepanian Sent: Tuesday, June 28, 2016 11:21 AM To: Andrew Xu; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For In*mai use only Thanks Andrew. For the caveat - we received updated financials which were sent over to your team as

wfc r pfd 949746465 From: Vahe Stepanian Sent: Tuesday, June 28, 2016 3:19 PM To: Stewart Oldfield Cc: Daniel Sabba; Andrew King Subject: FW: Southern Financial - IA Request [I] Classification: For Internal use only Stew — quick update on below, still waiting on pricing from our Global Markets colleagues for Sou

Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For Internal use only Ok thanks. I'm satisfied on our end. Andrew Xu, CFA From: Vahe Stepanian Sent: Tuesday, June 2

EPSTEIN From: Andrew Xu Sent: Tuesday, June 28, 2016 1:04 PM To: Vahe Stepanian; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST 667,218.67 THOMAS VI 00802- 1348 Classification: For internal use only I'm ok with t

. Thank you. Andrew Xu, CFA From: Vahe Stepanian Sent: Tuesday, June 28, 2016 8:24 AM To: Roddy Moore; Andrew Xu Cc: Daniel Sabba Subject: RE: Southern Financial - IA Request [I] Classification: For internal use only Roddy / Andrew — please let us know. Best, Vahe From: Vahe Stepanian Sent: Monday, June 27, 2

TEIN EPSTEIN From: Andrew Xu Sent: Tuesday, June 28, 2016 1:04 PM To: Vahe Stepanian; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] QUARTER B3 ST THOMAS VI 00802 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK QUARTER 83 ST THOMAS VI 00802 JEFFREY EPSTEI

Best, Vahe From: Andrew Xu Sent: Tuesday, June 28, 2016 1:19 PM To: Vahe Stepanian; Roddy Moore Cc: Daniel Sabba; Keith Buckholz Subject: RE: Southern Financial - IA Request [I] Classification: For IMemal use only Ok thanks. I'm satisfied on our end. Andrew Xu, CFA From: Vahe Stepanian Sent: Tuesday, June 28,

wfc r pfd 949746465 From: Vahe Stepanian Sent: Tuesday, June 28, 2016 3:19 PM To: Stewart Oldfield Cc: Daniel Sabba; Andrew King Subject: FW: Southern Financial - IA Request [I] Classification: For Internal use only Stew — quick update on below, still waiting on pricing from our Global Markets colleagues for Sou

From: Vahe Stepanian Sent: 6/29/2016 8:23:57 AM To: Stewart Oldfield CC: Daniel Sabba ; Andrew King Subject RE: Southern Financial - IA Request II) Classification: For Internal use only Stew, Please see below from the Global Markets team - take a look and let us know if you have qu

COMPANY wfc r pfd ■ From: Vahe Stepanian Sent: Tuesday, June 28, 2016 3:19 PM To: Stewart Oldfield Cc: Daniel Sabba; Andrew King Subject: FW: Southern Financial - IA Request [I] Classification: For Infernal use only Stew - quick update on below, still waiting on pricing from our Global Markets colleagues for Sou