To: Jay Lipman/db/dbcomODBANEKICAS, Cc: Tazia smith, vahe stepanian/db/dbcomODBAmericas Date: 09/09/2013 10:59 AM Subject: ACATS for southern Financial/Trust [I] Classification: For internal use only Hi Jay, wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know

m@DBAMERICAS, Cc: Tazia Smith/db/dbcom@OBAMERICAS, Vahe Stepanian/db/dbcom@DBAmericas Date: 09/09/2013 05:09 PM Subject: Re: ACATS for southern Financial/Trust [I] classification: For internal use only Thanks need to move this forward, Original Message From: Amanda Kirby Sent: 09/09/2013 04:13 PM ED

da Kirby/db/dbcom To: )ay Lipman/db Cc: Tazia Smith, vahe Stepanian/db/dbcom@DBAmericas Date: 09/09/2013 10:59 AM subject: ACATS for southern Financial/Trust (i) Classification: For internal use only Hi )ay, wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know

To: )ay Lipman/db/dbcom@OBAMERICAS, Cc: Tazia Smith, vahe Stepanian/db/dbcom@DBAmericas Date: 09/09/2013 10:59 AM subject: ACATS for southern Financial/Trust (i) Classification: For internal use only Hi )ay, wanted to touch base in regards to the ACATS for Southern Trust and Southern Financial. I know

m@DBAMERICAS, Cc: Tazia Smith/db/dbcom@DBAMERICAs, vahe Stepanian/db/dbcom@DBAmericas Date: 09/09/2013 05:09 PM subject: Re: ACATS for southern Financial/Trust [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083772 CONFIDENTIAL SDNY_GM_00229956 EFTA01383875

ge From: Amanda Kirby Sent: 09/09/2013 04:13 PM EDT To: Jay Lipman Cc: Tazia Smith; Vahe Stepanian; Paul Morris subject: Re: ACATS for southern Financial/Trust [I] classification: For internal use only Thank you, Jay. I'll send the account docs to the client today and we can discuss the ACATS further when

m: Jay Lipman/db/dbcom To: Amanda Kirby/db Cc: Tazia Smith/db , Vahe stepanian/db Date: 09/09/2013 04:03 PM subject: Re: ACATS for southern Financial/Trust [I] classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic na

ge From: Amanda Kirby Sent: 09/09/2013 04:13 PM EDT To: Jay Lipman Cc: Tazia smith; vahe stepanian; Paul Morris subject: Re: ACATS for southern Financial/Trust (I] Classification: For internal use only Thank you, Jay. I'll send the account docs to the client today and we can discuss the AcATs further when