K Associates in New York. • Darren Indyke is previously KYC approved has a date of birth of and resides at NJ 07039. He is currently employed at Southern Financia . Kind regards, Cynthia Rodriguez I Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth M

From: Vahe Stepanian Sent: 7/6/2016 6:04:48 PM To: Stewart 0ldfield CC: Brianna Fowler Subject: RE: Southern Financia revs Mathew Negus Classification: For Internal use only Stew — we'll take a look and get back to you before EOW. Best, Vahe From: Stewart Oldfi

Cc: Stewart Oldfield; 'Bella Klein' Subject: RE: Southern Financial Good Afternoon Cynthia, I do not see Southern Financia on the on line profile. Can you please add as soon as possible. Could you please email me a list of all new accounts set up with the corresponding

M To: Cynthia Rodriguez; 'Richard Kahn' Cc: Stewart Oldfield; 'Bella Klein' Subject: RE: Southern Financial Good Afternoon Cynthia, I do not see Southern Financia n the on line profile. Can you please add as soon as possible. Could you please email me a list of all new accounts set up with the corresponding ac

M To: Cynthia Rodriguez; 'Richard Kahn' Cc: Stewart Oldfield; 'Bella Klein' Subject: RE: Southern Financial Good Afternoon Cynthia, I do not see Southern Financia on the on line profile. Can you please add as soon as possible. Could you please email me a list of all new accounts set up with the corresponding

To: Kimberly Hart Cc: Stewart 0ldfiel ; Xavier Avila Subject: Southern Financia LLC up ate I Classification: For internal use only Dear Kim, I am following up on the discussion we had together with Dan Kaiser last week about J