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Organization referenced in documents
EFTA01371034
ent assets or otherwise qualify to open an "institutional account" (as such term is defined by FINRA Rule 4512(c)); and (d) you are not subject to the European Markets in Financial Instruments Directive 2014/65/EU CM iFID II"), or acknowledge and agree that the Event and any materials provided are not intended to indu
EFTA01371036
ent assets or otherwise qualify to open an "institutional account" (as such term is defined by FINRA Rule 4512(c)); and (d) you are not subject to the European Markets in Financial Instruments Directive 2014/65/EU CM iFID II"), or acknowledge and agree that the Event and any materials provided are not intended to indu
EFTA01372679
ient assets or otherwise qualify to open an Institutional account' (as such term is defined by FINRA Rule 4512(c)); and (d) you are not subject to the European Markets in Financial Instruments Directive 2014/65/EU ("MiFID Ill, or acknowledge and agree that the Event and any materials provided are not intended to induc
EFTA01374294
ient assets or otherwise qualify to open an Institutional account' (as such term is defined by FINRA Rule 4512(c)); and (d) you are not subject to the European Markets in Financial Instruments Directive 2014/65/EU ("MiFID Ill, or acknowledge and agree that the Event and any materials provided are not intended to induc

the United States District Court
OrganizationU.S. federal trial court with jurisdiction over federal cases
the State of New York
LocationState in the northeastern United States
the Southern District
LocationFederal judicial district in New York City