nal Director Approval DF#@&T15#7@1 Signoff Date 12/05/2011 10:32 AM 12/19/2011 2:30 PM 12/20/2011 4:25 PM Owner SID Owner Name PAUL V MORRIS WILLIAM M SHERIDAN WILLIAM M SHERIDAN EFTA01594369

anker Attestation 06(032013 10.04 AM JUSTIN D NELSON . 06/03/2013 06:26 PM TOVVNSEND C SMITH Regional Director A oval 06t062013 04:40 PM WILLIAM M SHERIDAN CEO Approval 06/10/2013 10:02 AM BONNIE K PERRY Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002722 SDNY_GM_00

'r noff Date Owner SID Owner Name Banker Attestation 06/19/2012 10.09 AM PAUL V MORRIS 06/20/2012 0914 AM MARY C CASEY En0621201201:17 PM WILLIAM M SHERIDAN CEO Approval 06/26/20120100 I PM BONNIE K PERRY Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002730 SDNY GM_0

Other Verily 'Do Not Call' List SYSTEM 02/12/2013 Yes Cost Center & Hierarchy Client Status Client Client Type Individual Client Sponsor WILLIAM M SHERIDAN New or Existing Client Existing Cost Center 143360 - USPB UHNW NYC TRI STATE EXEC Client service Team CHBG (DE) 4 Entity Type Entity GIO P

Comment Preview Market Mans er ' ••royal 11/11P2013 12:57 PM JOHN R DUFFY Is Jeffre Darren's onl client? KIM/Banker Comments 11/1%201309:01 AM WILLIAM M SHERIDAN Per response from Justin Nelson (11112) to the best of our knowledge Darren only works for JE. Market Manager Approval 11/19,2013 10:37 AM JOH