ASD or SECO) INTERMEDIATE REGISTRATION BRANCH OFFICE MANAGER SUPERVISORY ANALYST OFFICER (Title) OTHER (Specify) MI 0 MN 0 MS 0 MO 0 MT.D NE K NH 0 NJ 0 NM 0 _ NY 0 NC 0 0 O J 0 Chicago Board Options Intermountain Stock Exchange 0 Exchange 0 j Midwest Stock Exchange

ALSH, COMPIANI & VARGAS, P.A. 501 South Flagler Drive, Suite 503 West Palm Beach, FL 33401-5913 Counsel for Petitioner 09/12/2019 By: It..., a NE K=Ilt-WALSH orida Bar No. 272371 6 CONFPIZSENTIAL Agency to Agency Requet: 19-411 SDNY_GM_00331672 EFTA_00204398 EFTA02729383 a , KREUSLER4V