er (Specify) SC 0 SOD TN 0 TX 0 UT[! VT 0 PRINCIPAL REGISTRATION Member (Exchange) Regular Associate — Approved Person (Exchange) . Holder of Voting Stock Holder of Non•Voting Stock Subcirdinated Lender Holder of Debentures Director General Partner Limited Partner VA 7: WA 0 WV j WI 0 WY ri P