to the exercised options. A description of OCC's assignment procedures is available from OCC on request at the address set forth in paragraph 1 of Chapter XI of this booklet. Assignments are ordinarily made prior to the commencement of trading on the business day following receipt by OCC of the exercise

risks that are unique to being an inves- tor in options, there are many matters which are be- yond the scope of this booklet that are not discussed. Chapter XI contains a discussion of the scope and limitations of this booklet. 4 CONFIDENTIAL - PURSUANT TOEFEESEIMORM8489 P. 6(e) CONFIDENTIAL SDNY_GM_00