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EFTA01289201_sub_001 - EFTA01289201_100
r 1, 2017 - November 30,2017 SOUTHERN FlNANCIALLLC Date Acquired Quantity Unit co Cost Bees NNW Rice EQUITIES (continued) Options (continued) PUT VO GILEAD SCIENCESINC (continued) 10/24/17 40.000 1.1600 4.958.83 1.7800 Total Noncovered •125.000 Total -125.000 CALL DO GILEAD SCIENCES INC IXP 4-5.4082.500 O
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