0.00 DATE 03/18/12 (ID: 74733V-AB4) 3/21 Accrued IS Paid QEP RESOURCES INC 5 3/8% OCT 01 2022 DID 2,000.000 0.003 (5.97) 03/01/2012 @ 99.25 PERSHING & COMPANY TRADE 0.00 DATE 03/18/12 (ID: 74733V-AB-8) 3/21 Accrued Int Paid CIT GROUP INC 51/4% MAR 15 2018 DTD 03/15/2012 4,000.000 0.001 (3.50) ta 100.50 D

Notes: Settle Date Selection Method Securities Transferred Out 9/26 Free Delivery Description JPM TR I FLOAT RATE INC FD FUND 2808 TRANSFER TO PERSHING & COMPANY TRADE DATE 09/26/13 (ID: 48121L-51-0) TRADE ACTIVITY Trade Date Settle Date Type Settled Securities Purchased 9/3 Purchase 9/3 Description JPM T

Date Selection Method Securities Transferred Out 10/7 Free Delivery 10/16 Free Delivery Description ALLY FINANCIAL INC 8 1/2% PFD TRANSFER TO PERSHING & COMPANY TRADE DATE 10/04/13 (ID: 02005N-30-8) HSBC BRL STEP UP NOTE 3/27/14 LNKD TO BRL VS USD 85%BARRIER- 5%CPN-28.5% MXRTRN 3/13/13; INITIAL STRIKE: 1.9619 T

2022 DTD 03/01/2012 @ 99.00 GOLDMAN SACHS & CO. TRADE DATE 03/16/12 (ID: 74733V-AB-6) QEP RESOURCES INC 5 3/8% OCT 01 2022 DTD 03/01/2012 @ 99.25 PERSHING & COMPANY TRADE DATE 03/16/12 (ID: 74733V-AB-6) CIT GROUP INC 5 1/4% MAR 15 2018 DTD 03/15/2012 @ 100.50 DEUTSCHE BANK ALEX BROWN TRADE DATE 03/16/12 (ID: 125581

Cost Securities Transferred Out 10.7 Free Delivery BANK OF AMERICA CORP 81/8% PFD STK DEC 29 2049 (3.000000 000) (3,302,250.00) DTD 04/30/2008 PERSHING & COMPANY TRADE DATE 3.389.620 83 10/07/13 AS OF 1007/13 (ID: 10/7 Free Delivery IPAYMENT INC 101/4% MAY 15 2018 DID 11/15/2011 (500,000.000) (357,500.00) PE

0.00 DATE 03/16/12 (ID: 74733V-AB-6) 3.21 Accrued Int Paid OEP RESOURCES INC 53/8% OCT 01 2022 DID 2.000.000 0.003 (5.97) 03/01/2012 et 99.25 PERSHING & COMPANY TRADE 0.00 DATE 03/16/12 (ID: 74733VAB-6) 3/21 Accrued Int Paid CIT GROUP INC 51/4% MAR 15 2018 DTD 03/15/2012 4,000.000 0.001 (3.50) @ 100.50 DEU