12/11 (ID: 649903-F5-5) 100,000.000 0.00 9'12 Receipt of Assets HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 100,000.000 2015 DTD 10/1512010 MERRILL LYNCH PIERCE FENNER 0.00 & SMIT TRADE DATE 09/12/11 (ID: 40429X-YB-6) 9/13 Corporate Interest MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE

LAYS CAPITAL LE (ID: 674599-10-5) 117.000 92.203 (10,787.77) 2/12 2/19 Purchase OCCIDENTAL PETROLEUM CORP e 92.1563 13,639.13 BROKERAGE 2.22 MERRILL LYNCH PIERCE FENNER a SMIT (ID: 674599-10-6) 148.000 92.171 (13,641.35) 2/13 2/19 Purchase OCCIDENTAL PETROLEUM CORP C 91.60 549.60 BROKERAGE 0.09 CITIGROUP GLO