orders (LatAm) - Equity swap on Bovespa: $20mM notional (LatAm) - CLN Petrobras: $5-10MM interest (LatAm) - KCP New accounts: MDCA, Toms Capital, Voltaire Capital (06) Wealth Investment Coverage *29 ECM deals: busiest November on record* - Bilgili: New $10MM account - Preferred Stock Sale: $184K rev - 2 Sy

6 Spielberg 7 Katzenberg 8 Lucas 9 Palmer 10 Queally 11 CP Group 12 Meier 13 RBC Carribean Corp 14 Rendina Companies Adoption Cancelled 1 Voltaire Capital Jeffrey Epstein Fund of Funds Mandel Family EnTrust Capital Miles Nadal Laurence Tisch Julian Omidi Leon Black Les Lieberman Noam Gottesman