3
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3
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Organization referenced in documents
EFTA01460553
real work or due diligence on the transactions; no obligation to any party AWM: Lack of expertise & resources for DD plus related fiduciary onus AWM KCP client with a business or asset to sell or syndicate seeking introduction to other AWM KCP clients as potential investors AWM: Lack of expertise &
EFTA01460557
TERNAL DISTRIBUTION ONLY AWM New Proposed Framework Vis-a-vis KCP Clients . Continue to introduce CFP deals to "professional investor" classified AWM KCP clients with "big boy" letters as per the existing regime: strengthen current regime. . Modify "big boy" letters specifically disclosing to potent
EFTA01460567
TERNAL DISTRIBUTION ONLY AWM New Proposed Framework Vis-a-vis KCP Clients . Continue to introduce CFP deals to "professional investor" classified AWM KCP clients with "big boy" letters as per the existing regime: strengthen current regime. . Modify "big boy" letters specifically disclosing to potent
Deutsche Asset & Wealth Management
OrganizationDeutsche Bank subsidiary for asset and wealth management
DB AG's
OrganizationOrganization referenced in documents
The AWM Internal Review and Approval Process
OrganizationOrganization referenced in documents
Private Markets JV
OrganizationOrganization referenced in documents
Suitability & Appropriateness Committee
OrganizationOrganization referenced in documents
AFS-ARA
OrganizationOrganization referenced in documents