Fees 8, Commissions (4,150.11) (6,121.75) Tax Payments (682.18) (3,372.68) Total Outflows ($6,003.44) ($10,089.84) TRADE ACTIVITY Settled SalesiMaturities/Redemptions 8.910.72 46,275.45 Settled Securities Purchased (281,030.32) (1,787.814.02) Total Trade Activity ($272,119.80) ($1,741,538.67) E

) Fees & Commissions (5,225.08) (11,346.61) Tax Payments (298.54) (4,125.48) Total Outflows (88808.05) ($18,338.88) TRADE ACTIVITY Settled SalesiMaturities/Redemptions 185,513.38 Settled Securities Purchased (13,238.88) (1,932,403.34) Total Trade Activity (813,238.88) ($1,748,889.98) Ending Cash

5) Fees 8 Commissions (3,234.09) (8,781.61) Tax Payments (539.73) (796.33) Total Outflows ($66,396.57) (662.261.99) TRADE ACTIVITY Settled SalesiMaturities/Redemptions 18,058.26 97,187.78 Settled Securities Purchased (41,187.63) (103,712.32) Total Trade Activity ($23,131.37) (86.624.66) Ending C

(1,757.23) (84,549.15) Fees & Commissions (8,781.81) Tax Payments (940.28) Total Outflows ($1,757.23) ($94,271.04) TRADE ACTIVITY Settled SalesiMaturities/Redemptions 97,192.23 Settled Securities Purchased (103.712.32) Total Trade Activity $0.00 ($8,520.09) Ending Cash Balance $0.00 • Year to d

ED 01/24/2012 MATURITY 01/31/2012 100.00 296,601.29 (295,601.29) HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2527H9•9J3) Total Settled SalesiMaturities,Redemptions (USD) 9632,426.39 ($628,719.96) $3,705.44 COST ADJUSTMENTS - Pound Sterling Settle Date Type Description Quantity Cost Basis Ad

Unit Amount USD Proceeds USD Tax Cost USD Realized USD Settle Date Selection Method Local Value Local Value Local Value Gain/Loss Settled SalesiMaturities/Redemptions 3/20 Sale AVIVA PLC ISIN GB0002162385 SEDOL 0216238 (6.000.000) 5.942 35,650.50 WA n WA 3/23 High Cost (ID: G2307K-92-2) 3.75

23 4,692.20 Total Inflows $30753 54.692.20 OUTFLOWS Fees & Commissions (1,897.50) Total Outflows $0.00 ($1,897.50) TRADE ACTIVITY Settled SalesiMaturities/Redemptions 5,759.67 50,478.68 Settled Securities Purchased (5,692.71) (56,003.97) Total Trade Activity SUSI ($6,626.20) Ending Cash Balance

current statement period Trade Settlement Per Unit Rested Date Date Type Description Quantity Amount Proceeds Tax Cost GaIntoas Settled SalesiMaturities/Redemptions 4:28 5:3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.27 233,126.99 (235,600.00) (2,473.01) S. a 12.32005 23488095 BROKERAGE 9

current statement period Trade Settlement Per Unit Rested Date Date Type Description Quantity Amount Proceeds Tax Cost GaIntoas Settled SalesiMaturities/Redemptions 4:28 5:3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.27 233,126.99 (235,600.00) (2,473.01) S. a 12.32005 23488095 BROKERAGE 9

current statement period Trade Settlement Per Unit Rested Date Date Type Description Quantity Amount Proceeds Tax Cost GaIntoas Settled SalesiMaturities/Redemptions 4:28 5:3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.27 233,126.99 (235,600.00) (2,473.01) S. a 12.32005 23488095 BROKERAGE 9

current statement period Trade Settlement Per Unit Rested Date Date Type Description Quantity Amount Proceeds Tax Cost GaIntoas Settled SalesiMaturities/Redemptions 4:28 5:3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.27 233,126.99 (235,600.00) (2,473.01) S. a 12.32005 23488095 BROKERAGE 9

current statement period Trade Settlement Per Unit Rested Date Date Type Description Quantity Amount Proceeds Tax Cost GaIntoas Settled SalesiMaturities/Redemptions 4:28 5:3 Sale APOLLO INVESTMENT CORP (19,000.000) 12.27 233,126.99 (235,600.00) (2,473.01) S. a 12.32005 23488095 BROKERAGE 9