tober 2018 Join us from 10:00am in our Lounge for access to the Frieze Masters Fair when it opens at 11:00am.* For any questions please contact: Sarah Rafferty [email protected] +1 212 454 6114 The Deutsche Bank Collection is now one of the world's most important collections of contemporary works on

ank• Pegrstet k .ton us hem 1OCCWn ,r car bounty feeacme to :he Flint Mantra far when!; open; it 11 SIarr, ' For any bastions pier's. cor,act: Sarah Rafferty ye! se.raffyrtyardtcofe • 3 212 aSa The Oasts:be Bank Ca 'ectrar .6 non one of the wares mast Maoism t011otios GI camsmpous woes on Page and peet

nday Wed. Preview 2 Paul Barrett Alpha Group Capital CEO Stewart OldfieId/Mania Zeman Randi Barrett Accept Wednesday Regards, Sarah Sarah Rafferty Director I Marketing - Americas Deutsche Bank Wealth Management Mots..hc frank Trog Company Amiarim Po•ral addresa 345 Park Accutit. 24°' Ora. Ne

From: Stewart Oldfield Sent: 7/11/2018 10:23:37 AM To: Sarah Rafferty Subject: RE: Next Steps: Invitation for Frieze Preview [I] There's a typo in the invite text, fyi. Below if the invitation which includes a regis

From: Sarah Rafferty On Behalf Of WMMarketing Americas Sent: Thursday, July 14, 2016 9:00 AM To: USPWM Private Bankers and Assistants; PWMLATAM Cc: Andrew Gallivan; Fe

M To: WM-Americas Client Facing Prof. & Assts < Cc: Lar >; PWMLATAM >; Felipe Godard < >; Moshe Levin >; Ana A Zamora < >; Bernadette Reyes < Sarah Rafferty < >, Matt Barry < Subject: Client Event Schedule: Ten Themes for 2018 Importance: High Wealth Management will host a series of client events in J

From: Sarah Rafferty Sent: 8/25/2016 4:22:53 PM To: Stewart 0ldfieId Subject: Invitation : Frieze London 2016 - 11:00 Preview [II Classification: For internal use

From: Stewart Oldfield Sent: 9/19/2016 2:58:26 PM To: Sarah Rafferty Subject: RE: Invitation : Frieze London 2016 - 11:00 Preview [I] Classification: For internal use only May have a couple of takers for this, but

ith high-level key clients If you have any questions, please contact Sarah. Marketing, Wealth Management-Americas Deutsche Bank Wealth Management Sarah Rafferty, Head Melissa Pre Na Zamor John Bromfield CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071879 CONFIDENTIAL SDNY_GM_00218063 EFTA

rren (CFO of Anterro Resources)— preview Darren Campf (Bright Group) — preview Roger Bulloch — preview Jim Burritt (Pacific Life) - preview From: Sarah Rafferty On Behalf Of WMMarketing Americas Sent: Thursday, July 14, 2016 9:00 AM To: USPWM Private Bankers and Assistants; PWMLATAM Cc: Andrew Gallivan; Fe

Sarah Rafferty Director I Marketing - Americas Deutsche Bank Wealth Management Onutschy bank Tni4 ColfirmY America• P0,1.0 thin", 345 Ihrk Avvoue. N . Ora, New

an — decline Chuck Chai — decline Tom Danziger — will probably join, but needs to confirm schedule Mike Barry— decline Brad Griner decline From: Sarah Rafferty Sent: Friday, April 06, 2018 3:28 PM To: Stewart Oldfield <[email protected]> Subject: Frieze NY registration status [I] Classification: For

Cc: Patrick Cam • ion From: Sarah Rafferty on behalf of WMMarketing Americas Sent: 9/11/2017 9:12:46 AM To: Stewart Oldfield Subject: FW: REMINDER: Client Conference Call: Ten Themes f

: FW: Invitation : Frieze London 2016 - 11:00 Preview [I] Classification: For internal use only Can you upload to compliance direct? Thanks From: Sarah Rafferty Sent: Thursday, August 25, 2016 4:23 PM To: Stewart Oldfield Subject: Invitation : Frieze London 2016 - 11:00 Preview [I] Classification: For int

17, 2018 9:15 AM To: Cc: Patrick Campion Andrew Gallivan < , Lee Huffer Ma; Larry V Adam Felipe Godard- Jacoby Moshe Levin Bernadette Reyes Sarah Rafferty Matt Barry <mat [email protected]> Subject: Reminder: Client Conference Call: 2Q Global outlook with Larry Adam - April 18 at 12:15 pm ET III Classifi

ending with client, or discussion on moving assets from banks to DB). • Prospective business is ok - general relationship building. Please contact Sarah Rafferty if you have any questions. Thank you. Marketing. Wealth Management-Americas Deutsche Bank Wealth Management Sarah Rafferty. 1Rad Nkbsta Ptv Bui

From: Sarah Rafferty Sent: Tuesday, July 1 - To: Stewart Oldfield Subject: Next Steps: nvi a ion or neze review III Classification: For Internal use only Hi Stewart

0ank• Pegrstet k .ton us hem 1OCCWn ,r car bounty feeacme to :he Flint Mantra far when!; open; it 11 SIarr, ' For any bastions please cor,act: Sarah Rafferty ye! se.raffyrtyardtcofe • 3 212 aSa The Oasts:be Bank Ca 'ectrar .6 non one of the wares mast Maoism t011otios GI camsmpous woes on Page and peet

From: Cynthia Rod Sent: 8/24/2016 12:52:38 PM To: Sarah Rafferty I CC: Stewart Oldfield Subject: UP Open Monday August 29th Hi Sarah, Stew has a total of 6 people attending Monday's game. The first 3 have alr

0ank• Pegrstet k .ton us hem 1OCCWn ,r car bounty feeacme to :he Flint Mantra far when!; open; it 11 SIarr, ' For any bastions please cor,act: Sarah Rafferty ye! se.raffyrtyardtcofe • 3 212 aSa The Oasts:be Bank Ca 'ectrar .6 non one of the wares mast Maoism t011otios GI camsmpous woes on Page and peet