ONSORED ADR 756255-204 RBGL Y 13.45 2,590.000 34,825.14 35,120.40 (295.26) 1,017.87 535.99 2.92% ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 57.52 550.000 31,534.35 30,799.50 1,334.85 932.25 2.95% ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B 67.34 300.000 20,202.00 22,375.65

NSORED ADR 756255-20-4 RBGL Y 14.33 2,590.000 37,109.52 35,120.40 1,989.12 1,017.87 535.99 2.74% ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 58.35 550.000 32,089.75 30,259.50 1,790.25 932.25 2.91 % ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B 66.82 300.000 20046.00 22,375.65

SPONSORED ADR 535.99 756255-20-4 RBGL Y ROCHE HOLDINGS LTD 62.29 740.000 46,096.08 41,801.23 4,294.85 1,201/8 2.61 % SPONS ADR 771195-104 RHHB Y ROYAL DUTCH SHELL PLC 68.83 515.000 35,447.45 36,534.71 (1,067.26) 1,854.00 5.23% ADR 417.15 780259-10-7 RDS B SANOFI 53.09 995.000 52

P PLC SPONSORED ADR 756255-20-4 RBGL Y 1410 3,100.000 43,706.90 42,444.00 1,262.90 1,224.50 2.80% ROCHE HOLDINGS LTD SPONS ADR 771195-104 RHHB Y 62.09 740.000 45,949.56 41,801.23 4,145.33 1,201.76 2.62% ROYAL DUTCH SHELL PLC ADR 780259-10-7 ROS B 66.27 515.000 34,129.05 36,534.71

NSORED ADR 756255.20-4 RBGL Y 13.57 3,540.000 48,023.64 48,749.99 (726.35) 1,423.08 542.60 2.96% ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 62.23 700.000 43,582.40 39,379.81 4,182.59 1,138.80 2.81% ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B 67.15 400.000 26,880.00 27,957.37

PLC SPONSORED ADR 756255.20-4 RBGL Y 16.09 3,540.000 56,958.60 48,749.99 8,208.61 1,454.94 2.55% ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 70.20 700.000 49,140.00 39,379.81 9,760.19 1,136.80 2.31 % ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B 75.11 400.000 30,044.00 27,957.3

2.72% SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDMIGS LTD 68.60 700.000 48,020.00 39,379.81 8,640.19 1,136.80 2.37% SPONS ADR 771195-10-4 RHHB Y JP Morgan Page 7 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046574 SDNY_GM_00315772 EFTA01519290

DR NVS PETROCHINA CO LTD ADR PTR PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR RBGL Y ROCHE HOLDINGS LTD SPONS ADR RHHB Y ROYAL DUTCH SHELL PLC ADR RDS B Page 7 of 19 69.79 515.000 35,941.85 36,534.71 (592.86) 1,771.60 4.93% 62.54 740.000 46,282.56 41,801.

NVS P PETROCHINA CO LTD ADR PTR PROCEEDS FROM PENDING SALES RECKITT BENCKISER GROUP PLC SPONSORED ADR RBGL Y ROCHE HOLDINGS LTD SPONS ADR RHHB Y ROYAL DUTCH SHELL PLC ADR SANOFI Page 7 of 70.87 51.48 580.000 1,195.000 41,104.60 61,518.60 41,070.68 60,068.51 33.92 1,450.09 2,088.

LA A S A SPONS A/D/R 686331-10-9 ORKL Y RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 68.60 700.000 48,020.00 39,379.81 8,640.19 1,136.80 2.37% 15.10 3,540.000 53,436.30 48,749.99 4,686.31 1,454.94 2.72% 7.84 2,725.000

NSORED ADR 756255-20-4 RBGL Y 14.33 2,590.000 37,109.52 35.120.40 1,989.12 1,017.87 535.99 2.74% ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 58.35 550.000 32,089.75 30,299.50 1,790.25 932.25 2.91% ROYAL DUTCH SHELL PLC AOR 780259-10-7 RDS B 66.82 300.000 20,046.00 22,375.65

LA A S A SPONS A/D/R 686331-10-9 ORKL Y RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y 68.60 700.000 48,020.00 39,379.81 8,640.19 1,136.80 2.37% 15.10 3,540.000 53,436.30 48,749.99 4,686.31 1,454.94 2.72% 7.84 2,725.000