es Inc. From: Anthony Western Sent: Monday, March 19, 2018 12:08 PM To: Hildegarde Berrio ; Charlie Burrows Cc: Arthur Tremblay <111.1lirradley Gillin Stewart Oldfield Su ject: RE: REF Debit Card Limit Increase Approval (I) Classification: For Internal use only Hilda, Approved Please note you

ia Rodriguez Sent: 4/26/2017 8:40:43 AM To: sigver dbgps Stewart Oldfield CC: Muhammod J Uddin Joy E Teresa Metallo Kavish Sharma fl adley Gillin Subject: RE: EMS/260417512125: Check referrals; 42959324 - 31301 Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice

pdates From: Firdaus Madiar < Subject: RE: LSJE xxxx9295 wire Date: March 27, 2019 at 11:04:57 AM EDT To: Bella Klein < Cc: Nicole Perskawiec < Gillin < >, Rachel Wachs >, Brigid Macias < >, Bradley CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048179 CONFIDENTIAL SDNY GM_00194383

ddin Joy E Mitchell Teresa Metall° Lisa-M Ramos Julian 1 Leff gloli glmiffli sigver dbgps Kavish Sharma < M Uplabdhi Singh 1.11IMIllaBradley Gillin Cynthia Rodriguez William -M Fin r i lMiaS> Subject: EMS Check Referral - Acct - Classification : For internal use only Hi All, Please respond

si ver dbgps < >; Vina J Muhammod J Uddin < ; Lisa-M Ramos < >; Uplabdhi Singh < >; Hemant Kumar-Sharma <hemant.kumar- ; Joy E Bradley Gillin Gillin >; Cynthia Rodriguez Finn < Subject: EMS/191217246441: Check referrals: 42953467, 42953432, 42953475[11 Classification : For internal use only H

From: Natalie Barak Sent: 6/6/2019 1:38:10 PM To: Hemant-Kumar Rathore Stewart Oldfield Gillin ; Rachel Wachs CC: Halina Laczn Debra Jasper l l Oversight Control Subject: RE: OD Referral dated 06-05-2019 For AC 11 Attachments: MFPSca

>; Daphne Cales ; Michele-M Quattrocchi <michele- CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053820 CONFIDENTIAL SDNY_GM_00200004 Gillin EFTA01363674

mbankingexceptioncheckprocessincalist.db.com From: Natalie Barak Sent: Thursday, June 06, 2019 1:38 PM To: Hemant-Kumar Rathore Stewart Oldfield Gillin Rachel Wachs Cc: Halina Laczny Debra Jasper ; Oversight Control Subject: RE: OD Referral dated 06-05-2019 For AC Classification: For Internal u

nthia Rodriguez >; William-M Finn < Subject: EMS/011117889443: Check referrals: 42959324 - 332111 Classification : For internal use only Hi All, Gillin < Kavish Please respond with a pay/no pay decision for the mentioned in the attachment - Signature not on file If any of the transactions are dee

From: Sushant Banerji on behalf of USPWM GTO-Reporting Sent: 1/18/2019 7:04:02 PM To: Scott Prokop Gillin CC: Pecorino Mauricio Pretelt Rosema Vrablic _0=EXCHANGE Josie Alonso Andrea Nicoletti Sequana Beale Westhoff ; Michele-M Quattrocchi ; C

William-M Finn Subject: Check Referral - Attachments: 1094.pdf Classification. For Internal use only ; Catherine Logreco Lisa-M Ramos • &acne Gillin ; Teresa Metallo Julian J Leff • sigver dbgps Cynthia Rodriguez Hi All, Please respond with a pay/no pay decision for the mentioned in the atta

ationship between t=e Client and Counterparty. 3. Please explain the business activities of the C=unterparty. Thank you. Regards, Brad Brad=ey Gillin Vice President Deutsche Bank Wealth Managemen= 345 Park Avenue, 24th Fl New York, NY 10154 Email <mailto > <=u> Securities offered th=ough De