08, 2016 10:58 AM To: Ying-A Wang; Cherie Quigley Cc: Amlcompliance Inquiries; Carmen A Ayala Subject: RE: Darren Indyke [I] Classification: For Intentsl use only No, sir. Darren or the RM never sends an email. He just walks into the branch. Kind Regards, Firdaus Madiar From: Ying-A Wang Sent: Mon

n Sent: Tuesday, November 17, 2015 5:43 PM To: Paul Morris Cc: Stewart Oldfield; Daniel Sabba; Ariane Dwyer Subject: RE: [I] Classification: For Intentsl use only Paul — as discussed, please find a list of relevant ideas for Southern Financial on the back of the client's ask below. The CB&S desk anal

m: Vahe Stepanian Sent: Monday, May 15, 2017 11:36 AM To: Chris Harvey Cc: Stewart Oldfield Subject: RE: MBLY Tender [C] [I] Classification: For Intentsl use only Thanks again for this Chris, and apologies (again) for missing this email. Can the client simply sell his position in markets to avoid thi

Sent: Monday, July 08, 2019 9:02 AM To. Subject: RE: URGENT!!! Need to close accounts ASAP - please prioritize today [C] [l] Classification: For Intentsl use only These are IWP brokerage accounts - we already took care of that this morning. Thanks Zbynek "Ziggy" Kozelsky Director I Branch Administr