Subject: Your KYC has been rejected From: Janice Franklin Date: Tue, 15 Oct 2013 15:56:05 -0400 To: Amanda Kirby •,: > Your KYC has been rejected. Case 1: 01133377 Relationship: EPSTEIN, JEFFREY RELATIONSHIP Customer Name: Indyke, Darren Customer Number: Rea

Subject: Your KYC has been rejected From: Jacqueline Lightbody Date: Thu, 31 Oct 2013 11:11.1.1 To: Amanda Kirby •,: > Your KYC has been rejected. Case 1: Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: NES LLC Customer Number: Reason for Reject