ansferred to Pershing LLC A/C IP N4G- xxx804 - Southern Financial, LLC 2,000,000 HSBC Cont Buffer SXSE 08/29/14 80% EKO BARRIER- 4% CPN / 17% CAP DTC N = 0443 Cusip: 40432XFP1 - tx via DTC - Okay to free deliver: Pershing 1,000,000 3PM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0% CPN / 2S% CA