From: Naveen Bagaria [[email protected]] Sent: 12/17/2018 3:13:04 PM To: PWMITUS ProductionSupport [[email protected]) CC: gtopwmbankingexceptionc

Processin: Hemant-Kumar Rathore Naveen Bagaria ; Kathryn J Stanfield Anil Tewani GTO-PWM-Banking Exception-Check-Processing ).; Ankit-Kumar Sharma Rishabh Sharma Subject: Message in format v

— Dile Check it Credit Other Description 307/0612018 158,025.02 818 - Deposit Return Item 306/29/2018 158,025.02 756 - Deposit Regards, Naveen Bagaria COO Wealth Management Operations US DWI Global Services Private Limited Please send all Banking related queries to our new Group E-mail ID - From

From: Naveen Bagaria Sent: 4/26/2019 1:43:36 PM To: Ankit-Kumar Sharma ; Stewart Oldfield ; Bradley Gillin ; Monica Gilkinson I l; Rachel Wachs CC: igtopwmbanki

From: Gail F Mahabir Sent: 7/6/2018 4:29:33 PM To: Naveen Bagaria Joy E Mitchell CC: gtomvm an ir iM i ceptioncheckprocessin g@l ist.d b.corn' [email protected]; Stewart Oldfiel

From: Naveen Bagaria Sent: 4/30/2018 10:1 : To: Stewart Oldfield CC: Bradley Gillin ; Hildegarde Berrios Subject: RE: EMS/300418206986: Check Referrals: 42953758

From: Naveen Bagaria Sent: Friday, August 03, 2018 9:45 AM To: Stewart Oldfi Bradley ' • • Cc: Halina Laczny ; Debra Jasper 'gtopwmbankingexceptioncheckprocessing@l

From: Naveen Bagaria Sent: 4/26/2019 2:31:47 PM To: Natalie Barak ; Stewart Oldfield I; Bradley Gillin ; Monica Gilkinson CC: Daphne tales ; Ankit-Kumar Sharma

Gail F Mahabir DB USA Core Corporation Cheek Support 60 Wall Street Floor New York, NY 10005 "Tel. Fax &nail From: Naveen Bagaria Sent: Friday, Jul 06, 2018 4:08 PM To: CUST INV < ; Mariela Lopez < >; Jo E Mitchell < Gail F Mahabir >; Norma A Kenney < >; Muhammod 1 Uddin

From: Stewart Oldfield Sent: 4/30/2018 10:21:03 AM To: Naveen Bagaria CC: • Bradley I I; Hildegarde Berrios Subject: Yes, thanks RE: EMS/300418206986: Check Referrals: 42953758 - 1334{I) From: Naveen Bagaria Se

From: Sent: To: CC: Naveen Bagaria 7/6/2018 4:08:07 PM CUST INV Mahabir ; Mariela Lopez I ; Joy E Mitchell ; Norma A Kenney ; Muhammad J Uddin Stewart 0ldfield I; Michele-M Qu

tails. Kind Regards, Gail f Mahabir DB USA Core Corporation Check Support 60 Wall Street I7th Floor New York, NY 10005 Tel. Fax Email From: Naveen Bagaria Sent: Friday, July 06, 2018 4:08 PM >; Mariela Lopez < ); Joy E Mitchell >; Gail F Mahabir < >; Norma A Kenney >; Muhammod J Uddin < Cc: Stan

Naveen Bagaria PWM-US Opa — Banking COO - Wealth Management Operations D801 Global Services Private Limited A-1 r - nd Floor, Mahindra World City-SEZ, Jaipur

Mahindra World City - SEZ, 302029 Jaipur, India Tel. Mobile Email Please send all the Bankin s related Queries to our new Group E-mail ID From: Naveen Bagaria Sent: Friday, May 10, 2019 11:42 AM To: Brigid Macias < Cc: Stewart Oldfield < >; Natalie Barak CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

nthia Rodriguez Subject: FW: Return of wire DbForce case # 01664956 [I] Classification: For Internal use only Any idea what this is? Thanks From: Naveen Bagaria Sent: Friday, October 28, 2016 5:42 PM To: Stewart Oldfield• Brianna Fowler' Bradley Giffin' C nthia Rodriguez Cc: Subject: Return of wire DbForc

Regards Naveen Bagaria DBOI Global Services Private Limited COO - Wealth Management Operations Banking Transaction PWM-US Operations A-1 tower - Evolve, 2nd Floor, Mahi

Address: NIEN106103 09-JUN•16 Ordering Bank ID Ordenng Bank Name: •SUSPENSE ACCOUNT 122559 Ordering Bank Addrom: 6.9.2016 FUR 42.5 . r Regards Naveen Bagaria DBOI Global Services Private Limited COO - Wealth Management Operations Banking Transaction PWM-US Operations A-1 tower - Evolve, 2nd Floor, Mahi

Now URL : https://dbunity.qto.olobaLintranet.db.cominavpage.do Assignment Group: PWM IT US U ----- Escalation Contacts: ------- First Level From: Naveen Bagaria Sent: Monday, December 17, 2018 3:13 PM To: PWMITUS ProductionSupport < Cc: 'gtopwmbankin exceptioncheck [email protected]' < Shanu Guiana <

Sent: 8/3/2018 9:53:08 AM To: Bradley Gillin Subject: FW: OD REFERRALS (08/02/2018) A/c U Attachments: 1.pdf Let's discuss this account From: Naveen Bagaria Sent: Friday, August 03, 2018 9:45 AM To: Stewart Oldfield •z ; Bradley Gillin Cc: ' Oversi ht Control ; Debra Jasper Subject: OD REFERRALS (08

From: Varun Goyal On Behalf Of swift fin Sent: Monday, December 17, 2018 11:32 AM To: swift fin < >; Don Delcher < Divya Ra'awat Processing < Naveen Bagaria < >; Anil Tewani < >; Kathryn 1 Stanfield ; GTO-PWM-Banking Exception-Check- Hemant-Kumar Rathore >; Kathryn J Stanfield >; GTO-PWM-Banking Exce