C CLN TO MTOR 04/16/15 INITIAL RATE 4862A0401 1,600,000.00 107.06 0.02 a 1,605,900.00 300.00 a 1,500,000.00 105,900 00 6.20% CPN DO 04/18/12 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 BTU 1,200,000.00 111.76 0.000 1,341,000.00 0.004) 1,363,500.00 -22,500.00 2016 DTD 10/12/2006 KINDRED HEALTHCARE INC 81/4% JUN

CPN DD 04/18/12 KINDRED HEALTHCARE INC 81/4% JUN 01 2019 DTD 08/01/2011 r GSR MORTGAGE LOAN TRUST 2006-5FCL 81 5.7598% 0825/2035 DM 05/01/2005 PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2018 DTD 10/12/2008 CHASE MORTGAGE FINANCE CORPORATION SER 2007-A1 CL 12A3 6.5595% MAR 25 2037 DT0 02/01/2007 (PAYMENT INC 10 1/4%

Income JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 @ 110.98 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 05/10/11 (ID: 46625H-HA-1) PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 @ 113.625 JP MORGAN SECURITIES LLC (BIDL) TRADE DATE 05/10/11 (ID: 704549-AE-4) SPRINT NEXTEL CORP 6% DEC 1 2016

p Account Purchases Net Sweep 11/30 Description 3PM TAX FREE RESV SWEEP FD #3957 (ID: 628266-92-6) Quantity 166,127.580 Amount (166,127.58) PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 (ID: 704549-AE-4) 3PM HIGH YIELD FD - SEL @ 0.045 PER SHARE (ID: 4812C0-80-3) BANK OF AMERICA CORP 8 1/8% PFD ST

5/1 5/1 5/4 Description Tax-Exempt Income JPM TAX FREE RESV SWEEP FD #3957 (ID: 628266-92-6) Corporate Interest Div Domest Accrued Int Paid PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 (ID: 704549-AE-4) JPM HIGH YIELD FD - SEL @ 0.038 PER SHARE (ID: 4812C0-80-3) ENTRY REVERSED ON 05/10/2012 WAMU

ID: 46625H-HA-1) KINDRED HEALTHCARE INC 8 1/4% JUN 01 2019 DTD 06/01/2011 PERSHING & COMPANY TRADE DATE 10/07/13 AS OF 10/07/13 (ID: 494580-AB-9) PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DTD 10/12/2006 PERSHING & COMPANY TRADE DATE 10/07/13 AS OF 10/07/13 (ID: 704549-AE-4) Account W48054006 Page 9 of 11 Consolida

ount Amount Selection Method Income 5/1 Tax-Exempt Income JPM TAX FREE RESV SWEEP FD 93957 (ID: 6282136-92-6) 17.53 5/1 Corporate Interest PEABODY ENERGY CORP SR NOTES 73/8% NOV 1 2016 DTD 10/12/2006 (ID: 704649-AE-4) 1,200,000.000 0.037 44,250.00 5/1 Dly Dourest JPM HIGH YIELD FD - SEL @ 0.038 PER SHARE (ID

ty Detail INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Und Amount Amount Selection Method Income 11/1 Corporate Interest PEABODY ENERGY CORP SR NOTES 73/8% NOV 1 2016 DTD 10/12)2006 (ID: 704549-AE-4) 1,200,000.000 0.037 44,250.00 11/1 Tax-Exempt Income JPM TAX FREE RESV SWEEP FO 93957 (ID:

ail INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount Amount Selection Method Coat Income 5/1 Corporate Interest PEABODY ENERGY CORP SR NOTES 7 3/8% NOV 1 2016 DID 10/12/2006 (ID: 704549-AE-4) 1,200,000.000 0.037 44,250.00 5/1 Tax-Exempt Income JPM TAX FREE PREMIER SWEEP FD #92 (ID:

tail INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Und Amount Amount Selection Method Cost Income 5/1 Corporate Interest PEABODY ENERGY CORP SR NOTES 73/8% NOV 1 2016 DTD 10/12/2008 (ID: 704549-AE-4) 1,200,000.000 0.037 44,250.00 5/1 Tax-Exempt Income JPM TAX FREE PREMIER SWEEP FD 892 (ID: