Forwarded by Amanda Kirby/II/dbcom on 10/31/2013 01:49 PM From: Richard Kahn Cmilliiimilimilimigilisk To: Cc: Amanda Kirby/II/dbcom8DBAMERICAS, Paul Morris/M/dbcom@DBAMERICAS Date: 10/31/2013 01:47 PM Subject: Re: Compliance your statement is correct that i have not been barred from nyse in april 2012