Securities offered through Deutsche Bank Securities Inc. Original Message a From: Dhruv Yadav [ • Sent: Tuesday, March 08, 2016 1:38 PM To: Jj Litchford Subject: TEAS Case has been Rejected The Following Case has been Rejected. Please Re

11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG! To: Amanda Kirby cc: PWM AOG Date: 11/01/2013 10:42 AM Subject: DB F

enue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Emai (Embedded image moved to file: pic2628.7.gif) From: Amanda Kirby To: PWM A0G Cc: Dhruv Yadav , Pema Sherpa PWM A0G Date: 11/01/2013 11:00 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For internal

11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AOG/db/dbcom To: Amanda Kirby Cc: PWM ADG Date: 11/01/2013 10:42 AM Subjec

1113.gif; pic02105.gif; pic03979.gif Classification: For internal use only Thanks Please Amanda. let us know, once the KYC is approved. Thanks Dhruv Yadav PWM AOG D80/ Global services Private Limited Email : Pwm.A0GOdb.com From: To: Amanda Kirby/db/dbcom PWMA0G/db/dbCOrn@OBAMERICAS, Cc: Dhruv V

ust company Americas 60 Wall Street New York NY 10005-2836 (Embedded image moved to file: pic19789.gif) From: Amanda Kirb To: Pena Sherpa Cc: Dhruv Yadav, AO4c Margarita Pere Date: 11/01/2013 12:55 PM Subject: Re: DB Force Case# Darren K. Indyke PLLC [I] classification: For internal use only P

ompany Americas 345 Park Avenue, 27th Fl 4 (Embedded image moved to file: pic24606.gif) From: Pema sherpa/db/dbcom To: Amanda Ki rby/cil Cc: Dhruv Yadav/db Margarita Perez pate: 11/01/2013 01:00 PM Subject: Re: DB Force Case, 01146170: Darren K. Indyke PLLC [I] Classification: For internal use o

From: Pema Sherpa To: Amanda Kirb Cc: Dhruv Yadav PwM AOG , margarita Perez/ Date: 11/01/2013 12:52 PM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] classification: For intern

11/01/2013 10:47 AM Subject: Re: DB Force Case# 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global services Private Limited Email : Pwm.A0GOdb.com From: PWM AOG/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Cc: PWMA0G/

sification (5,c or P) (Embedded image moved to file: pic23333.gif) 3. KYC is in pending status. Please let us know, once it is approved. Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043763 CONFIDENTIAL SDNY_GM_00189947 EF

unt# In Your queue# 7186876 DB Force Case# 01164326 On line Banking:-Yes DDA Rate Type:- 97 APY:-0.15 MMDA Rate Type:-60 APY:-0.40 Thanks, Dhruv Yadav PwM AOG DBOI Global Services Private Limited Email : This communication may contain confidential and/or privileged information. If you are not th

Securities offered through Deutsche Bank Securities Inc. Original Messag From: Dhruv Yadav Sent: Tuesday, March , 1 1: To: Jj Litchford Subject: TEAS Case 01552343 has been Rejected The Following Case has been Rejected. Please Review

joint MMDA account* In Your queue* 1)B Force Case# On line Banking:-Yes DDA Rate Type:- 97 APY:-0.15 MMDA Rate Type:-60 APY:-0.40 Thanks. Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : This communication may contain confidential and/or privileged information. If you are not t

Subject: Re: Force Case# 01146170: Darren K. Indyke PLLC [I] From: Amanda Kirby < Date: Fri, 01 Nov 2013 10:59:49 -0400 To: PWM AOG < Cc: Dhruv Yadav >, Pema Sherpa >, PWM AOG < Classification: For internal use only HI, Here are the updated docs. For the W-9 it checked Other because it is a

Subject: Re: DB Force Case') 01146170: Darren K. Indyke PLLC (I] From: Amanda Kirby a Date: Fri, 01 Nov 2013 13:07:20 -0400 To: Pema Sherpa < Cc: Dhruv Yadav < Margarita Perez < >, PWM AOG < > Classification: For internal use only Thank you very much, Pema Best, Amanda Kirby (Embedded image moved to

sification (S,C or P) (Embedded image moved to file: pic04020.gif) 3. KYC is in pending status. Please let us know, once it is approved. Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : EFTA01400329

Subject: The following case that you have created has been closed. From: Dhruv Yadav < Date: Thu, 05 Dec 2013 09:06:57 -0500 To: Amanda Kirby ‹ > The following case that you have created has been closed. Case Number: 01139638 Cust

: Re: DB Force Case') 01146170: Darren K. Indyke PLLC (I] From: Amanda Kirby <a. Date: Fri, 01 Nov 2013 11:33:17 -0400 To: Amanda Kirby <i le Ce: Dhruv Yadav Pema Sherpa <I >, PWM AOG < > Classification: For internal use only This KYC has been approved. Best, Amanda Kirby (Embedded image moved to fi

Subject: The following case that you have created has been closed. From: Dhruv Yadav <=1=1 Date: Wed, 05 Mar 2014 16:18:57 -0500 To: Amanda Kirby ‹ > The following case that you have created has been closed. Case Number: 01182215

Subject: The following case that you have created has been closed. From: Dhruv Yadav < Date: Tue, 22 Oct 2013 11:43:25 -0400 To: Amanda Kirby ‹ > The following case that you have created has been closed. Case Number: 01139614 Cust