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Organization referenced in documents
EFTA00169189
iates include the Bank's parent company, Deutsche Bank AG ("Deutsche Bank"), Deutsche Bank Securities Inc. (DBSI). Deutsche Bank Trust Company N.A. (DBTCNA), Deutsche Bank National Trust Company (DBNTC) and other subsidiaries of Deutsche Bank. Most of the Bank's affiliates are: i) not banks, ii) separat
EFTA01399077
th local country rules (e.g. establishment of a license/branch) and MiFID II requirements (effective January 3, 2018). Do's DBSI, DBTCA, DBNTC and DBTCNA are permitted to provide investment services (on a case by case basis) at the exclusive initiative of the client ("reverse solicitation"). Don'ts
EFTA01399609
COMMENTS PB Comments 61372 415387 Edward Torres Management Trust f/b/o Lara Torres Terrence Tangney TORR ES, E RELATIONSHIP 3/11/2014 none DBTCNA has been removed as trustee by the trust prot ector and replaced by Wells Fargo. 355 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby N