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Secdritles
Person
2
Total Mentions
2
Documents
3
Connected Entities
Name reference in documents
Document Mentions (2)
EFTA00169332.pdf
1 mentionEFTA00169332
able federal and state laws and regulations, including butnot limited to seouritios laws end regulations (including the rules and regulations of the Secdritles and Exchange Commission and the Federal Reserve Boarder foreign securities regulator, as applicable), and the rules end regulations of FINRA, or an
EFTA01355815.pdf
1 mentionEFTA01355815
ble federal and state laws and regulations, including but not limited to seouritios laws and regulations (Including the rules and regulations of the Secdritles and Exchange Commission and the Federel Reserve Board'or foreign securities regulator, as applicable), and the rules and regulations of FINRA. or a
Sponsored
Connected Entities(3)
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages
2 docs2 co-mentions
Pershing
LocationFinancial district location, likely Pershing Square or Pershing LLC
2 docs2 co-mentions
the Options Clearing Corporation
OrganizationOptions Clearing Corporation
2 docs2 co-mentions