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EFTA00165782
antity. The requirement generally applies to undelivered equity securities that, on the date of the short sale, appeared on the "restricted list" of FtNRA or a national securities exchange of which DBSI or Pershing is a member (i.e. those securities that have a clearing short position of 10,000 shares
EFTA01390368
antity. The requirement generally applies to undelivered equity securities that, on the date of the short sale. appeared on the "restricted list" of FtNRA or a national secorities exchange of which O851 or Pershing is a member lie. those securities that have a clearing short position of 10,000 shares