ncial Trust Company, Inc. and The C.O.U.Q. Foundation, Inc., Claimants, : FINRA No. 09-979 v. : AMENDED STATEMENT OF The Bear Steams Companies, Bear Stearns & Co., : ANSWER Bear Steams Asset Management, and Warren Spector, : Respondents. X Pursuant to Rule 12303 of the Code of Arbitration Procedure for Cus

*******4s4sti Please wire Three Thousand Fifty Five Dollars ($3,055) from the above account to: Bank Name: ABA 4: Citibank, N.A. Fur credit to: Bear Stearns & Co. Account #: For further credit to: Nadia Mareinkco, a Account II: ID:034479884517EDB 112412008 12:27:11 PM [Central Standard Timel DMS:695870044 C

***4.* Please wire Fifty Thous: od Dollars (550,000) from the above account to: Bank .1sTalltt.7: eitibanlc, N.A, ABA 021 0000 89 For credit to: Bear Stearns & Co. Account.4: 09253186 For further credit to: Account 036-01117-1Q EFTA01587752 ID: 036907081773631 DATE: 07/08/2009 07:37:00 PM DID: 8887316607 C

***** Please wire One Hundred Thousand Dollars ($100,000) from the above account to: Bank Name: Citibank, N,A. ABA #: 021 0000 89 For credit to: Bear Stearns & Co. Account #: 09253186 For further credit to: Account #: 036-01117-10 EFTA01588231 ID:03448BE86A956E5 9131200812:43:30 PM [Central Daylight Time]

*4446********* Please wire Three Thousand Fifty Five Dollars ($39055) from the above account to: Bank Name: Citibank, N.A. ABA 4: For credit to: Bear Stearns & Co. Account Ai. For further credit to: Account 4: EFTA01589212 01:034470884517EDE 11241200812,27:11 PM [Central Standard Time] DNIS:- 695870044 CSI

to Spain. After six years abroad, he moved his family to New York and created the Institutional Options Department at PaineWebber Inc. He moved to Bear Stearns & Co. in 1977 and branched out on his own in 1980. But McMahan has always been quiet about his money. Until their divorce, which ended in 1984 after thre

om St. Francis College. Barry Giarrapula. Mr. Giarraputo joined Apollo in 2006. Prior to that time. Mr. Giarraputo was a Senior Managing Director at Bear Stearns & Co. where he served in a variety of finance roles over nine years. Previous to that. Mr. Giarraputo was with the accounting and auditing firm of Pricew