of its country of residence, as described therein, to invest in the Fund. In addition, it is critical that Financial Advisors review and understand the Rules of the Road ('ROTR'), with specific 10CuS on alternative investments, for each country in which the Financial Advisor expects to conduct cross border business a

taw of its country of residence, as described therein, to invest in the Fund. In addition, it is cntical that Foanbal Advisors review and understand the Rules of the Road (' ROTE), with specific focus on alternative investments, for each mangy in which the Francial Advisor expects to conduct cross bonier buttress and

of the trades. Highlighted below is a new IM that just popped up for this client, however I know that for that trade the IM is getting captured in the Rules of the Road segment. Can you guys double check to make sure the client is not getting penalized twice? Thanks fcid:[email protected] Andrew Xu,