ire reporting and, upon being advised that it would, broke up the withdrawal transaction over two days. In July of that year, members of the Bank's Wealth Management AML transaction monitoring team, including AML OFFICER-2, met to discuss suspicions of cash structuring to avoid currency transaction reports ("CTRs") b

ntinue to monitor the cash activity in these accounts. We will escalate any additional suspicious activity as appropriate. Cherie Cherie Quigley Wealth Management AML 37th Floor, 60 Wall Street, 10005-2836 New York, NY, USA EFTA01352797

attached file: Alert Assignments Sep13,1u114.xlsx)(See attached file: Audit Actimize Alerts Sep13-.1u114.xls9 Kind regards, Ying Wang Ying Wang Wealth Management AML PUV41.4.a gern*Pt„ Jonathan Cheng---09/17/2014 05:38:50 PM---Classification: For internal use only Ying. From Jonathan Chenlyeatidbcoa To. Ytng

gnments Sep13-Jul14. I by Pradeepta Roy [attachment "Monthly Case Assignments.xlsx" deleted by Pradeepta Roy Kind regards, Ying Wang Ying Wang Wealth Management AML utsch ank Tru I m a Am i Rutin,* Perferon Pradeepta Roy---09/16/2014 05:57:35 PM---Classification: For intemal use only That's fine. Pradeepta

e relationship between Client and Counterparty. 4. Please identify the source of wealth/business activities of Counterparty. Best, Patricia Melo Wealth Management AML CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0091626 CONFIDENTIAL SDNY_GM_00237810 EFTA01388196

AT I MAY FORWARD THIS EMAIL TO THE APPROPRIATE PARTY. Do not forward this e-mail or any attachment directly to the client. Cherie Cherie Quigley Wealth Management AML EFTA01474276 Deutsche Bank Trust Company Americas 37th Floor, 60 Wall Street, 10005-2836 New York NY, USA Tel. Email This communication may c

eporting and, upon being advised that it would, broke up the withdrawal transaction over two days. In July of that year, members of Deutsche Bank's Wealth Management AML transaction monitoring team, including AML Officer-2, met to discuss suspicions of cash structuring to avoid currency transaction reports ("CTRs")