passed securities examinations which include Series 63, Series 7. Financial advisors may be dually registered. In addition to being registered as a Registered Investment Advisor (RIA) licensed to sell insurance, advisors are often referred to as "stock brokers" when they are registered representatives to sell securities thro

passed securities examinations which include Series 63, Series 7. Financial advisors may be dually registered. In addition to being registered as a Registered Investment Advisor (RIA) licensed to sell insurance, advisors are often referred to as "stock brokers" when they are registered representatives to sell securities thro

strategy for US listed financial secunbes for a large European commercial bank with Credit Suisse as the prime broker 2012 - Atorus registers as a Registered Investment Advisor in the State of Massachusetts • 2013 - The founders leave to finalize research and development on the portfolio construction methodology given a gl

stment Advisor Representative with and advisory services and sec=rities offered through Transamerica Financial Advisors, Inc. Member FIN=A, SIPC and Registered Investment Advisor. EFTA_R1_01717433 EFTA02558002 FPA of Greater Ft. Lauderdale 2012 Board of Directors, Treasurer www.southfloridafpa.org <http://www.southflorid